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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-09
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-01-09
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

2886 E Highland Road, Highland, MI 48356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Highland MI 03/2007 Present
J.P. Morgan Securities Llc Highland MI 10/2012 Present
Previous Registrations
  • 2010-05-18 → 2012-10-01
    Chase Investment Services Corp.
    New Hudson, MI
    Highland, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-18
S63 Uniform Securities Agent State Law Examination 2007-04-04
  • S66 Uniform Combined State Law Examination
    2010-03-18
  • S63 Uniform Securities Agent State Law Examination
    2007-04-04
Other Names
  • Steven A Morey
  • Steve Morey
  • Steve A. Morey

View on SEC IAPD

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