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10 N. Third Street, Geneva, IL 60134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Downers Grove | IL | 11/2014 | 10/2016 |
| Highpoint Advisor Group Dba Highpoint Planning Partners | Downers Grove | IL | 08/2013 | 10/2016 |
| Unemployed | Oswego | IL | 10/2016 | 10/2017 |
| Leelyn Smith, Llc | Geneva | IL | 10/2017 | Present |
| Lpl Financial, Llc | Geneva | IL | 11/2017 | Present |
| Lpl Financial, Llc | Geneva | IL | 11/2017 | 03/2023 |
1. 12/20/2017 - The Retirement Network Ltd - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Licensed Assistant - Start Date 2017 - 120 Hours Per Month / 120 Hours During Trading. 2. 3/12/2020 - Leelyn Smith - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/4/2020. 3. 9/9/2020 - Leelyn Smith, LLC - DBA: (Hybrid) The Retirement Network - Investment Related - At Reported Business Location(s) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin. - Started 07/20/2020 - 96 Hours Per Month During Securities Trading. 4. 9/9/2020 - Leelyn Smith, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 10/06/2017 - 96 Hours Per Month During Securities Trading - I provide administrative support to Leelyn Smith LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 96 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/11/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 01/15/2021 - 2 Hours Per Month During Securities Trading - Notary Public signer for documents.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-04 |
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