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Ying Tang

J.P. Morgan Securities LLC

Flushing, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2018-09-05
NJ RA APPROVED 2018-01-11
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2018-09-05
  • NJ RA
    APPROVED
    Since 2018-01-11

Branch Locations

40-28 College Point Blvd, Flushing, NY 11354 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Security (Usa )Inc Flushing NY 08/2016 01/2018
J.P. Morgan Securities Llc Flushing NY 01/2018 Present
Jpmorgan Chase Bank, N.A. Flushing NY 01/2018 Present
  • 08/2016 → 01/2018
    Hsbc Security (Usa )Inc
    Flushing, NY
  • 01/2018 → Present
    J.P. Morgan Securities Llc
    Flushing, NY
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Flushing, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-15
S63 Uniform Securities Agent State Law Examination 2007-06-01
  • S65 Uniform Investment Adviser Law Examination
    2013-07-15
  • S63 Uniform Securities Agent State Law Examination
    2007-06-01
Other Names
  • Nicole Tang

View on SEC IAPD

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