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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2018-09-05 |
| NJ | RA | APPROVED | 2018-01-11 |
Branch Locations
40-28 College Point Blvd, Flushing, NY 11354 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Security (Usa )Inc | Flushing | NY | 08/2016 | 01/2018 |
| J.P. Morgan Securities Llc | Flushing | NY | 01/2018 | Present |
| Jpmorgan Chase Bank, N.A. | Flushing | NY | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-01 |
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