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Eric Albert Gustafson

Raymond James & Associates, Inc.

Omaha, NE

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-09-22
TX RA APPROVED 2021-09-10
  • NE RA
    APPROVED
    Since 2021-09-22
  • TX RA
    APPROVED
    Since 2021-09-10

Branch Locations

13120 Pierce Street Suite 200, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Omaha NE 06/2015 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 09/2021
Raymond James And Associates, Inc Omaha NE 09/2021 Present
  • 06/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Omaha, NE
  • 11/2016 → 09/2021
    Wells Fargo Clearing Services, Llc
    Omaha, NE
  • 09/2021 → Present
    Raymond James And Associates, Inc
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-22
  • S66 Uniform Combined State Law Examination
    2015-09-22
Designations

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
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