Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-02-15 |
Branch Locations
202 E Water St, Decorah, IA 52101 • United States
126 Second Ave Se, Cresco, IA 52136 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Decorah | IA | 04/2014 | 06/2018 |
| Decorah Bank & Trust Co | Decorah | IA | 07/2018 | Present |
| Lpl Financial Llc | Decorah | IA | 02/2019 | Present |
1) 2/15/19- DECORAH BANK & TRUST COMPANY- Financial Institution Duty / TRUST OFFICER - Inv.Related- at reported business location(s)- start date : 07/01/2018 - 120 Hrs/Mth - 0 Hrs During Trading- 50% . 2) 2/26/2019 - WEALTH MANAGEMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 3) 5/21/2021 - No Business Name - Investment Related - River Road - Real Estate Rental - Started 06/01/2004 - 3 Hours Per Month/0 Hours During Securities Trading 4) 07/27/2023 - Synchronize - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/21/2023 - 1 Hour Per Month/ 1 Hour During Trading 5) 07/07/2025 - Real Estate Rental - Investment Related - Decorah, IA - Start Date:06/01/2004 - 3 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-29 |
Reach out to this advisor