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Nicholas Winford Hughes

Visionary Horizons, LLC

Chattanooga, TN

Knoxville, TN

CRD 5305004

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Employer firm

Visionary Horizons, LLC CRD 150483

$397M regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Visionary Horizons, Llc

620 Mabry Hood Rd Suite 301, Knoxville, TN 37932 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-01
TN RA APPROVED 2019-01-23
  • TX RA
    APPROVED
    Since 2026-07-01
  • TN RA
    APPROVED
    Since 2019-01-23

Branch Locations

2115 Chapman Road Suite 125, Chattanooga, TN 37421 • United States

620 Mabry Hood Rd Suite 301, Knoxville, TN 37932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hixson TN 05/2010 01/2019
Franklin Wealth Management, Llc Hixson TN 05/2010 01/2019
Innovative Advisory Partners, Llc Hixson TN 12/2014 01/2019
Visionary Horizons, Llc Knoxville TN 01/2019 Present
Purshe Kaplan Sterling Investments Albany NY 02/2019 05/2023
Previous Registrations
Other Businesses

1) Visionary Horizons Wealth Management. Investment-related. Knoxville, TN. Insurance producer for fixed insurance products through a general agency. Start 1/2019. 8hrs/mo, 4hrs/mo during trading hours. Determine need for insurance products for financial planning clients and offer appropriate solutions to meet their needs. 2) FPA of East TN; Not investment-related; PO Box 34053, Knoxville TN 37930; Local chapter of membership organization for CFP Financial Professionals; Board Member- Director of Programs; 01/01/2023; 4hrs/mo; 2 hours during trading; Scheduling outside speakers for chapter meetings and events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-18
  • S66 Uniform Combined State Law Examination
    2008-08-18
Designations
  • Certified Financial Planner
Other Names
  • Nick Hughes

View on SEC IAPD

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