Amy Elizabeth Knox

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 06/2018
  Merrill Lynch
  Walnut Creek, CA
• 06/2018 → 09/2019
  Ubs Financial Services Inc.
  Walnut Creek, CA
• 09/2019 → Present
  Lincoln Financial Group, Inc
  San Ramon, CA
• 01/2025 → 08/2025
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 08/2025 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 08/2025 → Present
  Sigma Planning Corp
  Ann Arbor, MI

Previous Registrations

• 2025-01-24 → 2025-08-15
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2019-09-12 → 2025-01-24
  Osaic Fa, Inc.
  Radnor, PA
  San Ramon, CA
  Fort Wayne, IN
• 2019-09-12 → 2021-12-31
  Osaic Fs, Inc.
  San Ramon, CA
  Radnor, PA
  Fort Wayne, IN
• 2018-07-20 → 2019-09-10
  Ubs Financial Services Inc.
  Walnut Creek, CA
• 2014-05-05 → 2018-06-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
  Walnut Creek, CA

Other Businesses

Valley View Middle School PTSA, Pleasant Hill, CA - serve as Treasurer. Duties include tax filings, budget preparation, depositing and disbursement of funds, as requested. Start date: 7/1/26, approx. 3-5 hrs/mo. INV REL: N

Exams

• S66 Uniform Combined State Law Examination
  2014-05-02

Other Names

• Amy E Knox
• Amy Elizabeth Knox
• Amy E Bellesbach
• Amy Bellesbach
• Amy Elizabeth Bellesbach