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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-27
CA RA APPROVED 2023-11-03
GA RA APPROVED 2023-11-03
ME RA APPROVED 2023-11-03
MN RA APPROVED 2023-11-03
VA RA APPROVED 2023-11-03
WA RA APPROVED 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2026-04-27
  • CA RA
    APPROVED
    Since 2023-11-03
  • GA RA
    APPROVED
    Since 2023-11-03
  • ME RA
    APPROVED
    Since 2023-11-03
  • MN RA
    APPROVED
    Since 2023-11-03
  • VA RA
    APPROVED
    Since 2023-11-03
  • WA RA
    APPROVED
    Since 2023-11-03

Branch Locations

1065-A West Grand Avenue, Grover Beach, CA 93433 • United States

Southland Equity Partners, Llc.

Wildwood, MO • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-11-13
  • CA RA
    APPROVED
    Since 2014-11-13

Branch Locations

1065-A West Grand Ave., Grover Beach, CA 93433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Grover Beach CA 01/2011 11/2023
Osaic Wealth, Inc. Grover Beach CA 11/2023 Present
  • 01/2011 → 11/2023
    Fsc Securities
    Grover Beach, CA
  • 11/2023 → Present
    Grover Beach, CA
Previous Registrations
  • 2011-01-21 → 2023-11-03
    Fsc Securities Corporation
    Grover Beach, CA
  • 2009-05-02 → 2011-01-06
    Chase Investment Services Corp.
    San Luis Obispo, CA
    Santa Maria, CA
    Santa Maria, CA
    Lompoc, CA
  • 2008-10-17 → 2009-05-02
    Wamu Investments, Inc.
    San Luis Obispo, CA
  • 2008-04-28 → 2008-10-09
    Fsc Securities Corporation
    Grover Beach, CA
  • 2007-09-21 → 2008-04-29
    Grover Beach, CA
Other Businesses

1. SOUTHLAND EQUITY PARTNERS, LLC POSITION: Independent Investment Advisor Representative NATURE: Independent Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2015 ADDRESS: 1065 West Grand Ave Ste. A, Grover Beach CA 93433, United States DESCRIPTION: Investment Advisory 2. D& J JACKSON & ASSOCIATES, INC, DBA JACKSON & ASSOCIATES WEALTH MANAGEMENT POSITION: Other - Vice President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/14/2011 ADDRESS: 1065 West Grand Ave Ste. A, Grover Beach CA 93433, United States DESCRIPTION: Look at a clients life insurance needs Life insurance currently utilizing Service First Brokerage as General Agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-16
  • S66 Uniform Combined State Law Examination
    2007-07-16

View on SEC IAPD

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