Joseph Jin Sunwoo

Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 04/2023
  Franklin Templeton
  San Mateo, CA
• 04/2023 → 01/2024
  Capital Group - American Funds Distributors, Inc.
  Los Angeles, CA
• 01/2024 → Present
  Alliancebernstein
  Nashville, TN

Previous Registrations

• 2023-04-24 → 2024-01-05
  Capital Client Group, Inc.
  Los Angeles, CA
• 2014-01-27 → 2014-05-09
  Capital Client Group, Inc.
  Carmel, IN
  Irvine, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-27
• S63 Uniform Securities Agent State Law Examination
  2009-01-24

Designations

• Certified Financial Planner

Other Names

• Joe Sunwoo