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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-09-18
  • AZ RA
    APPROVED
    Since 2018-09-18

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Learnvest Planning Services Llc Scottsdale AZ 06/2015 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2018 Present
Northwestern Mutual Investement Services, Llc Scottsdale AZ 08/2018 Present
  • 06/2015 → Present
    Learnvest Planning Services Llc
    Scottsdale, AZ
  • 08/2018 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2018 → Present
    Northwestern Mutual Investement Services, Llc
    Scottsdale, AZ
Previous Registrations
  • 2013-01-18 → 2018-06-07
    Learnvest Planning Services, Llc
    New York, NY
    Scottsdale, AZ
  • 2009-06-01 → 2012-04-10
    New York, NY
  • 2009-03-19 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-27
  • S66 Uniform Combined State Law Examination
    2007-04-27
Other Names
  • Brandie Farnam

View on SEC IAPD

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