Best Investors Account Sign in

William R Constantine

Cetera Investment Advisers LLC

Pittsburgh, PA

CRD 5304101

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-01-05
  • PA RA
    APPROVED
    Since 2017-01-05

Branch Locations

501 Towne Square Way, Pittsburgh, PA 15227 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Pa Pittsburgh PA 11/2012 Present
Cetera Investment Services Llc St.CLoud MN 02/2014 Present
Cetera Investment Advisers Llc Pittsburgh PA 01/2017 Present
  • 11/2012 → Present
    First National Bank Of Pa
    Pittsburgh, PA
  • 02/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2017 → Present
    Pittsburgh, PA
Other Businesses

1.) ELIGIBLE TO RECEIVE REFERRAL FEES FROM TRUST DEPARTMENT. 2.) PIAA BASKETBALL REFEREE, 2 HOURS PER WEEK FOR $50/WEEK, NO SECURITIES CLIENTS. 3.)RENTAL BUSINESS, OWNER, $5K A YEAR, RENTING HOUSES, DOES NOT INVOLVE CLIENTS. 4.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-19
S63 Uniform Securities Agent State Law Examination 2007-06-04
  • S66 Uniform Combined State Law Examination
    2016-12-19
  • S63 Uniform Securities Agent State Law Examination
    2007-06-04
Other Names
  • Bill Constantine
  • William R Constantine
  • William R. Constantine
  • William Robert Constantine

View on SEC IAPD

More in Pittsburgh, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor