Patrick Wayne Lister

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 04/2017
  Pnc Investments
  Pittsburgh, PA
• 06/2017 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2014-09-03 → 2017-05-01
  Pnc Wealth Management Llc
  Pittsburgh, PA
  Columbus, OH
  Cranberry, PA
  Pittsburgh, PA
  Monroeville, PA
• 2009-03-12 → 2012-11-30
  M&T Securities, Inc.
  Alexandria, VA
  Washington, DC
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-03-11
• S63 Uniform Securities Agent State Law Examination
  2007-04-04

Other Names

• Patrick Lister