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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Financial Advisors Inc. | Milwaukee | WI | 03/2015 | 09/2016 |
| Steve H. Holter | Milwaukee | WI | 09/2016 | 02/2017 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 09/2016 | 08/2022 |
| Scott Michael Mila | Milwaukee | WI | 02/2017 | 08/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 08/2022 |
| Christopher Fugman | Glendale | WI | 06/2019 | 08/2022 |
| Scott Bugalski | Milwaukee | WI | 03/2021 | 08/2022 |
| Aleksander Stevan Miskov | Waukesha | WI | 08/2021 | 08/2022 |
| Scott Schwertfeger | Waukesha | WI | 08/2021 | 08/2022 |
| Brian Joel Blasczyk | Waukesha | WI | 08/2021 | 08/2022 |
| John R Glowacki | Waukesha | WI | 08/2021 | 08/2022 |
| Christopher D Carlson | Milwaukee | WI | 11/2021 | 08/2022 |
| Raymond James & Associates, Inc. | Waukesha | WI | 09/2022 | Present |
| Raymond James Financial Services | Waukesha | WI | 01/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Waukesha | WI | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-02 |
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