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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-12-16
  • WI RA
    APPROVED
    Since 2025-12-16

Branch Locations

Waukesha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors Inc. Milwaukee WI 03/2015 09/2016
Steve H. Holter Milwaukee WI 09/2016 02/2017
Northwestern Mutual Investment Services Llc Milwaukee WI 09/2016 08/2022
Scott Michael Mila Milwaukee WI 02/2017 08/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 08/2022
Christopher Fugman Glendale WI 06/2019 08/2022
Scott Bugalski Milwaukee WI 03/2021 08/2022
Aleksander Stevan Miskov Waukesha WI 08/2021 08/2022
Scott Schwertfeger Waukesha WI 08/2021 08/2022
Brian Joel Blasczyk Waukesha WI 08/2021 08/2022
John R Glowacki Waukesha WI 08/2021 08/2022
Christopher D Carlson Milwaukee WI 11/2021 08/2022
Raymond James & Associates, Inc. Waukesha WI 09/2022 Present
Raymond James Financial Services Waukesha WI 01/2024 Present
Raymond James Financial Services Advisors, Inc. Waukesha WI 12/2025 Present
  • 03/2015 → 09/2016
    Bmo Harris Financial Advisors Inc.
    Milwaukee, WI
  • 09/2016 → 02/2017
    Steve H. Holter
    Milwaukee, WI
  • 09/2016 → 08/2022
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
  • 02/2017 → 08/2022
    Scott Michael Mila
    Milwaukee, WI
  • 03/2017 → 08/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2019 → 08/2022
    Christopher Fugman
    Glendale, WI
  • 03/2021 → 08/2022
    Scott Bugalski
    Milwaukee, WI
  • 08/2021 → 08/2022
    Aleksander Stevan Miskov
    Waukesha, WI
  • 08/2021 → 08/2022
    Scott Schwertfeger
    Waukesha, WI
  • 08/2021 → 08/2022
    Brian Joel Blasczyk
    Waukesha, WI
  • 08/2021 → 08/2022
    John R Glowacki
    Waukesha, WI
  • 11/2021 → 08/2022
    Christopher D Carlson
    Milwaukee, WI
  • 09/2022 → Present
    Raymond James & Associates, Inc.
    Waukesha, WI
  • 01/2024 → Present
    Raymond James Financial Services
    Waukesha, WI
  • 12/2025 → Present
    Waukesha, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-12
S63 Uniform Securities Agent State Law Examination 2016-05-02
  • S65 Uniform Investment Adviser Law Examination
    2025-12-12
  • S63 Uniform Securities Agent State Law Examination
    2016-05-02
Other Names
  • Elodie Iva Taylor
  • Elodie Ive Taylor
  • Elodie Iva Taylor
  • Elodie I Taylor
  • Elodie Iva Johnson
  • Elle I Johnson

View on SEC IAPD

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