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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-08-01
LA RA APPROVED 2019-08-01
NC RA APPROVED 2019-08-01
OH RA APPROVED 2019-08-01
TX RA APPROVED 2019-08-01
  • GA RA
    APPROVED
    Since 2019-08-01
  • LA RA
    APPROVED
    Since 2019-08-01
  • NC RA
    APPROVED
    Since 2019-08-01
  • OH RA
    APPROVED
    Since 2019-08-01
  • TX RA
    APPROVED
    Since 2019-08-01

Branch Locations

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Atlanta GA 08/2016 02/2019
Jpmorgan Chase Bank, N.A. Atlanta GA 02/2019 Present
Jpmorgan Securities, Llc. Atlanta GA 02/2019 Present
  • 08/2016 → 02/2019
    Ubs Financial
    Atlanta, GA
  • 02/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 02/2019 → Present
    Jpmorgan Securities, Llc.
    Atlanta, GA
Other Businesses

Effective 2/1/2019 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-29
S63 Uniform Securities Agent State Law Examination 2002-11-08
  • S66 Uniform Combined State Law Examination
    2019-07-29
  • S63 Uniform Securities Agent State Law Examination
    2002-11-08
Other Names
  • Connie Elaine Kent

View on SEC IAPD

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