Clifford Lee Roy Brown

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 01/2021
  Fidelity Investments
  Covington, KY
• 07/2018 → 01/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 01/2021 → Present
  Charles Schwab & Co., Inc.
  Cold Spring, KY

Previous Registrations

• 2018-07-13 → 2021-02-02
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2017-01-31 → 2018-07-13
  Strategic Advisers Llc
  Covington, KY

Other Businesses

1) Prime Vibes Meditaion|Investment Related: No|Wellness (mediation)|Owner|8/28/2022|Less than 20 hour/month - 0 during trading hours|meditation instruction, organize class, teach class, make videos to promote, 2) Raw Nutrition|Investment Related: No|Food/Beverage Production|Brand ambassador|3/6/2024|Less than 20 hour/month - 0 during trading hours|Refer people to purchase Raw brand supplements through posts on social media

Exams

• S66 Uniform Combined State Law Examination
  2016-08-09
• S63 Uniform Securities Agent State Law Examination
  2007-05-07

Other Names

• Clifford Brown
• Clifford L Brown
• Clifford Leeroy Brown
• Lee Brown