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Daniel Timothy Lombardi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orland Park, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-02
IL RA APPROVED 2010-02-26
  • TX RA
    APPROVED_RES
    Since 2013-07-02
  • IL RA
    APPROVED
    Since 2010-02-26

Branch Locations

15255 S 94Th Ave, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 12/2009 Present
Bank Of America, N.A. Orland Park IL 04/2013 Present
Previous Registrations
  • 2009-01-30 → 2009-02-19
    Chase Investment Services Corp.
    Chicago, IL
  • 2008-10-24 → 2008-12-31
    Banc Of America Investment Services, Inc.
    Chicago, IL
    Boston, MA
  • 2001-12-10 → 2008-10-24
    Lasalle Financial Services, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-08
  • S66 Uniform Combined State Law Examination
    2000-05-08

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Orland Park, IL
OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
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