Oliver Duda

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-07-26
CA	RA	APPROVED	2016-06-10

TX RA
APPROVED_RES

Since 2016-07-26
CA RA
APPROVED

Since 2016-06-10

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Walnut Creet	CA	06/2016	Present

06/2016 → Present

Ubs Financial Services Inc.

Walnut Creet, CA

Previous Registrations

2010-01-14 → 2016-07-07

Morgan Stanley

Walnut Creek, CA

Other Businesses

St. Mary of the Immaculate Conception School,CAUnited States,Educational Establishment,Education,Finance committee, review annual budget,Member of Board of directorsBudget review and fiscal planningStart date-10/1/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-01-13

S66 Uniform Combined State Law Examination

2010-01-13

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews