Brandon Charles Brinkman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-01-31

TX RA
APPROVED

Since 2014-01-31

Branch Locations

1701 River Run #1000, Ft Worth, TX 76107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Worth	TX	01/2014	Present

01/2014 → Present

Lpl Financial Llc

Fort Worth, TX

Previous Registrations

2009-05-18 → 2014-02-03

Edward Jones

St Louis, MO

Fort Worth, TX

Ft Worth, TX
2007-11-21 → 2009-03-26

Banc Of America Investment Services, Inc.

Ft. Worth, TX

Other Businesses

(1) 10/07/2016: Capital Heights Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 1701 River Run Rd, Suite 1000, Fort Worth, TX 76107 - Start 10/10/2017 - 96 Hr/Mo; 96 Hour(s) During Securities Trading - This DBA is for LPL Business only.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-11-20
S63	Uniform Securities Agent State Law Examination	2007-10-22

S65 Uniform Investment Adviser Law Examination

2007-11-20
S63 Uniform Securities Agent State Law Examination

2007-10-22

View on SEC IAPD