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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-22 |
| TX | RA | APPROVED_RES | 2025-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 11/2010 | 12/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 05/2024 | 04/2025 |
| Tiaa | Charlotte | NC | 05/2024 | 04/2025 |
| Unemployed | Charlotte | NC | 01/2023 | 04/2024 |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2021 | 12/2022 |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2010 | 12/2022 |
| The Vanguard Group, Inc. | Charlotte | NC | 06/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 06/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-18 |
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