Quentin Lee Davis

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-10-08
KS	RA	APPROVED	2018-10-05

TX RA
APPROVED_RES

Since 2018-10-08
KS RA
APPROVED

Since 2018-10-05

Branch Locations

Oskaloosa, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Oskaloosa	KS	04/2012	Present
Independent Financial Partners	Oskaloosa	KS	09/2012	10/2018
Independent Advisor Alliance, Llc	Oskaloosa	KS	10/2018	Present

04/2012 → Present

Lpl Financial, Llc

Oskaloosa, KS
09/2012 → 10/2018

Independent Financial Partners

Oskaloosa, KS
10/2018 → Present

Independent Advisor Alliance, Llc

Oskaloosa, KS

Previous Registrations

2012-04-09 → 2018-10-08

Independent Financial Partners

Oskaloosa, KS
2007-06-14 → 2012-04-05

Edward Jones

St Louis, MO

Oskaloosa, KS

Other Businesses

1. 5/3/2013 - Davis Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/28/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 09/14/2018 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/28/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/28/2018 - Independent Advisor Alliance - DBA: (Hybrid) Davis Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 09/14/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/28/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.