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Michael John Violette

Wells Fargo Clearing Services, LLC

Milwaukee, WI

New Berlin, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-02-12
  • WI RA
    APPROVED
    Since 2025-02-12

Branch Locations

111 East Kilbourn Avenue 23Rd Fl [Gt-Rbo], Milwaukee, WI 53202 • United States

16001 W Cleveland Ave, New Berlin, WI 53151 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Racine WI 03/2015 06/2019
Cuna Mutual Group Waverly IA 06/2019 11/2022
Cuna Brokerage Services, Inc. Waverly IA 06/2019 11/2022
Lpl Financial Llc Milwaukee WI 05/2022 11/2022
Cetera Investment Services Llc Saint Cloud MN 11/2022 05/2024
Cetera Investment Advisers Llc Greenfield WI 11/2022 05/2024
Wells Fargo Clearing Services, Llc New Berlin WI 01/2025 Present
Wells Fargo Bank, Na New Berlin WI 01/2025 Present
Costco New Berlin WI 06/2024 01/2025
Go Riteway Transportation Oak Creek WI 09/2024 Present
Uber Milwaukee WI 06/2024 06/2024
  • 03/2015 → 06/2019
    U.S. Bank
    Racine, WI
  • 06/2019 → 11/2022
    Cuna Mutual Group
    Waverly, IA
  • 06/2019 → 11/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → 11/2022
    Lpl Financial Llc
    Milwaukee, WI
  • 11/2022 → 05/2024
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 11/2022 → 05/2024
    Cetera Investment Advisers Llc
    Greenfield, WI
  • 01/2025 → Present
    Wells Fargo Clearing Services, Llc
    New Berlin, WI
  • 01/2025 → Present
    Wells Fargo Bank, Na
    New Berlin, WI
  • 06/2024 → 01/2025
    Costco
    New Berlin, WI
  • 09/2024 → Present
    Go Riteway Transportation
    Oak Creek, WI
  • 06/2024 → 06/2024
    Uber
    Milwaukee, WI
Previous Registrations
  • 2022-11-15 → 2024-05-22
    Cetera Investment Advisers Llc
    Greenfield, WI
  • 2022-05-18 → 2022-12-09
    Lpl Financial Llc
    Milwaukee, WI
    Milwaukee, WI
  • 2019-07-03 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Milwaukee, WI
    Milwaukee, WI
    Waverly, IA
    Waukesha, WI
    Milwaukee, WI
  • 2013-02-28 → 2015-03-24
    U.S. Bancorp Investments, Inc.
    Kenosha, WI
    Kenosha, WI
    Kenosha, WI
    Twin Lakes, WI
    Racine, WI
    Lake Geneva, WI
  • 2011-01-03 → 2013-02-20
    Wells Fargo Clearing Services, Llc
    Milwaukee, WI
    Wauwatosa, WI
    Menomonee Falls, WI
  • 2009-03-02 → 2011-01-03
    Wells Fargo Investments, Llc
    Wauwatosa, WI
Other Businesses

GORITEWAY TRANSPORTATION; NOT INV RELATED; OAK CREEK, WA; DRIVER; 09/2024; 40 HOURS PER MONTH; NO HOURS DURING TRADING; DRIVE TRANSPORTATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-25
S63 Uniform Securities Agent State Law Examination 2007-04-05
  • S66 Uniform Combined State Law Examination
    2009-02-25
  • S63 Uniform Securities Agent State Law Examination
    2007-04-05
Other Names
  • Michael John Violette
  • Michael Violette
  • Michael J Violette

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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