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Inactive

Thomas A Walker

Rooted Financial Group, LLC

Tigard, OR

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Current Employers
Rooted Financial Group, Llc

7307 Southwest Beveland Road Suite 200, Tigard, OR 97223 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-30
OR RA APPROVED 2025-04-07
  • TX RA
    APPROVED
    Since 2025-09-30
  • OR RA
    APPROVED
    Since 2025-04-07

Branch Locations

7307 Southwest Beveland Road Suite 200, Tigard, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2013 11/2017
Lpl Financial, Llc Lake Oswego OR 11/2017 11/2018
Financial Advocates Investment Management Lake Oswego OR 11/2017 12/2018
Fsc Securities Corp. Portland OR 12/2018 01/2022
Arkos Global Advisors, Llc Beaverton OR 01/2022 03/2023
Pace Financial Advisors, Inc. Hillsboro OR 03/2023 Present
Dmk Advisor Group Beaverton OR 06/2023 Present
Dmk Advisor Group Lutz FL 10/2023 Present
Rooted Financial Group, Llc Tigard OR 03/2025 Present
  • 11/2013 → 11/2017
    St Louis, MO
  • 11/2017 → 11/2018
    Lpl Financial, Llc
    Lake Oswego, OR
  • 11/2017 → 12/2018
    Financial Advocates Investment Management
    Lake Oswego, OR
  • 12/2018 → 01/2022
    Fsc Securities Corp.
    Portland, OR
  • 01/2022 → 03/2023
    Beaverton, OR
  • 03/2023 → Present
    Pace Financial Advisors, Inc.
    Hillsboro, OR
  • 06/2023 → Present
    Dmk Advisor Group
    Beaverton, OR
  • 10/2023 → Present
    Dmk Advisor Group
    Lutz, FL
  • 03/2025 → Present
    Tigard, OR
Previous Registrations
  • 2023-03-15 → 2025-05-30
    Beaverton, OR
    Hillsboro, OR
  • 2023-06-12 → 2025-03-07
    Lutz, FL
    Beaverton, OR
    Beaverton, OR
  • 2022-01-11 → 2023-04-03
    Beaverton, OR
  • 2018-12-03 → 2022-01-06
    Fsc Securities Corporation
    Clackamas, OR
    Portland, OR
    Beaverton, OR
  • 2017-12-05 → 2018-12-03
    Financial Advocates Investment Management
    Lake Oswego, OR
    Olympia, WA
  • 2014-04-03 → 2017-12-05
    St Louis, MO
    Tigard, OR
    Portland, OR
Other Businesses

1) NAME OF OTHER BUSINESS: DMK Advisor Group; POSITION: Financial Advisor; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 2 START DATE: 10/02/2023: ADDRESS: 17961 Hunting Bow Circle, Suite 102 Lutz Florida 33558 United States; DESCRIPTION: Financial advisor/broker

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-01
  • S66 Uniform Combined State Law Examination
    2014-04-01
Other Names
  • Thomas Andrew Walker
  • Thomas A Walker
  • Tj Walker

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