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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-11-03
  • PA RA
    APPROVED
    Since 2022-11-03

Branch Locations

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Investment Services Corp. Elkins Park PA 05/2002 10/2019
Citizens Securities, Inc. Fort Washington PA 10/2019 10/2022
Santander Bank, Na Boston MA 10/2022 Present
Santander Securities, Llc Dorchester MA 10/2022 Present
Previous Registrations
  • 2006-09-19 → 2022-10-31
    Jenkintown, PA
    Elkins Park, PA
    Cheltenham, PA
    Jenkintown, PA
    Wyncote, PA
    Philadelphia, PA
    Philadelphia, PA
    Plymouth Meeting, PA
    Philadelphia, PA
    Conshohocken, PA
    Philadelphia, PA
    Conshohocken, PA
    Johnston, RI
Other Businesses

1) Wealth Hawkins Group LLC, part owner of entity created to own real estate, non-investment related, start date 12/31/2002, Chester PA, less than 1 hour monthly, none during trading hours. 2) Rental Property not held in entity, sole-owner, non-investment related, start date 12/31/2002, Chester PA, 2 hours monthly, none during trading hours. 3) Rental Property #1 not held in entity, sole-owner, non-investment related, start date 3/22/2023, Chester PA, 4 hours monthly, non during trading hours. 4) Rental Property #2 not held in entity, sole-owner, non-investment related, start date 3/22/2023, Chester PA, 4 hours monthly, non during trading hours. 5) Council of Unit Owners of Garden Condominium at Sunset Island, Secretary, not investment related, Start Date 12/1/2025, Ocean City, MD, One hour a month, not during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-18
S63 Uniform Securities Agent State Law Examination 1998-09-24
  • S65 Uniform Investment Adviser Law Examination
    2006-09-18
  • S63 Uniform Securities Agent State Law Examination
    1998-09-24
Other Names
  • Shanor Hawkins
  • Shanor Nyema Hawkins

View on SEC IAPD

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