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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-11-03 |
Branch Locations
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA 19428 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Investment Services Corp. | Elkins Park | PA | 05/2002 | 10/2019 |
| Citizens Securities, Inc. | Fort Washington | PA | 10/2019 | 10/2022 |
| Santander Bank, Na | Boston | MA | 10/2022 | Present |
| Santander Securities, Llc | Dorchester | MA | 10/2022 | Present |
1) Wealth Hawkins Group LLC, part owner of entity created to own real estate, non-investment related, start date 12/31/2002, Chester PA, less than 1 hour monthly, none during trading hours. 2) Rental Property not held in entity, sole-owner, non-investment related, start date 12/31/2002, Chester PA, 2 hours monthly, none during trading hours. 3) Rental Property #1 not held in entity, sole-owner, non-investment related, start date 3/22/2023, Chester PA, 4 hours monthly, non during trading hours. 4) Rental Property #2 not held in entity, sole-owner, non-investment related, start date 3/22/2023, Chester PA, 4 hours monthly, non during trading hours. 5) Council of Unit Owners of Garden Condominium at Sunset Island, Secretary, not investment related, Start Date 12/1/2025, Ocean City, MD, One hour a month, not during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-24 |
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