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David Allen Lorio

LPl Financial LLC

Bedford, TX

Austin, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-03
  • TX RA
    APPROVED
    Since 2019-01-03

Branch Locations

2116 Parkwood Drive, Bedford, TX 76021 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Austin TX 08/2016 07/2018
Lpl Financial Bedford TX 07/2018 Present
  • 08/2016 → 07/2018
    Unemployed
    Austin, TX
  • 07/2018 → Present
    Lpl Financial
    Bedford, TX
Previous Registrations
Other Businesses

1)07/30/2018 - DBA for LPL Business (entity for LPL business) - Lorio Wealth Management - 100% - INVESTMENT RELATED - BEDFORD, TX 76021

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-13
S66 Uniform Combined State Law Examination 2010-08-09
S63 Uniform Securities Agent State Law Examination 2008-01-10
  • S65 Uniform Investment Adviser Law Examination
    2018-12-13
  • S66 Uniform Combined State Law Examination
    2010-08-09
  • S63 Uniform Securities Agent State Law Examination
    2008-01-10
Other Names
  • David A Lorio

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC.
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STEVEN FOSTER POWELL
DAWN THANH NGUYEN
KYLE MITCHELL COLEMAN
GUY CHRISTIAN CHURCH
SCOTT CHRISTOPHER BYRD
JOHN NATHAN TOWERS
DALLAS WADE RAINWATER
Keith Allen Church

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Bedford, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Bedford, TX
MDX WEALTH MANAGEMENT · Bedford, TX
LPL FINANCIAL LLC · Bedford, TX
IAMS WEALTH MANAGEMENT, LLC · Bedford, TX
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · BEDFORD, TX
THRIVENT INVESTMENT MANAGEMENT INC. · BEDFORD, TX
CETERA INVESTMENT ADVISERS LLC · BEDFORD, TX

More in Bedford, TX

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