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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Nashville | TN | 07/2013 | 11/2016 |
| State Electrical | Mt. Juliet | TN | 11/2016 | 06/2021 |
| Capstar Bank | Green Hills | TN | 06/2021 | 10/2021 |
| Fed Ex | Mt. Julet | TN | 10/2021 | 10/2022 |
| Truist Investment Services, Inc. | Nashville | TN | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-20 |
| S65 | Uniform Investment Adviser Law Examination | 2012-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-04 |
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