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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
400 Elm Avenue, Moose Lake, MN 55767 • United States
20 Hartman Drive, Moose Lake, MN 55767 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Moose Lake | MN | 03/2007 | 11/2017 |
| Lpl Financial Llc | Moose Lake | MN | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Moose Lake | MN | 06/2021 | 06/2024 |
1. 11/29/2017 - MILKWEEDMEADOW - Not Investment Related - Sturgeon Lake, MN - For-Profit Business - PARTNER WITH SPOUSE - Start Date 2015 - ONLINE RETAIL BUSINESS. 2. 11/20/2017 - CE PRUDHOMME INVESTMENTS, LTD - Investment Related - At Reported Business Location(s) - PRESIDENT/OWNER - FINANCIAL SERVICES. 3. 12/14/2017 - Agate Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/17/2015 - 200 Hours Per Month/8 During Securities Trading. 4. 12/3/2020 - ICAG Ins Services Agency, SBG, InSource, Newman Long Term Care - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/01/2019 - 5 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-14 |
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