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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

4075 Market Street, Camp Hill, PA 17011 • United States

15 N Second St, Newport, PA 17074 • United States

427 Village Dr, Carlisle, PA 17015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orrstown Bank Mechanicsburg PA 08/2007 Present
Cetera Wealth Services, Llc El Segundo CA 04/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2007 → Present
    Orrstown Bank
    Mechanicsburg, PA
  • 04/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: ORRSTOWN BANK DBA ORRSTOWN FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK POSITION/TITLE/RELATIONSHIP: FINANCIAL SERVICES START DATE: 04/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER FINANCIAL SERVICES AND PRODUCTS (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 2008, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: SELLING, HEALTH, LIFE, DISABILITY, AND LONG TERM CARE INSURANCE; (3) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: POWER OF ATTORNEY ; START DATE: 05/2014 ; POSITION/TITLE/RELATIONSHIP: POWER OF ATTORNEY ; APX NUMBER OF HOURS PER WEEK: NONE CURRENTLY ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE CURRENTLY ; BRIEF DESCRIPTION OF DUTIES: POWER OF ATTORNEY DUTIES ; 4) NAME OF OTHER BUSINESS: THE WILDCAT FOUNDATION - MECHANICSBURG; INVESTMENT RELATED: NO; ADDRESS: 600 NORWAY ST, MECHANICSBURG, PA, 17055; NATURE OF BUSINESS: NON-PROFIT; START DATE: 08/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: STRENGTHEN THE EDUCATIONAL, CULTURAL, WELLNESS, & ATHLETIC PROGRAMS OF THE MECHANICSBURG AREA SCHOOL DISTRICT; 5) NAME OF OTHER BUSINESS: KEYSTONE FC; INVESTMENT RELATED: NO; ADDRESS: 900 E WINDING HILL RD NORTH, MECHANICSBURG, PA 17055; NATURE OF BUSINESS: YOUTH SOCCER CLUB; START DATE: 8/2024; POSITION/TITLE/RELATIONSHIP: GOALIE COACH; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACH YOUTH SOCCER PLAYERS ON GOALIE POSITION; 6) NAME OF OTHER BUSINESS: CUMBERLAND COUNTY BAR FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 32 SOUTH BEDFORD ST CARLISLE, PA 17013; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD/TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP WITH FUNDRAISING, WORKING WITH THEM ON NON-PROFIT EVENTS, ATTEND ADVISOR BOARD MEETINGS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-10
  • S66 Uniform Combined State Law Examination
    2015-06-10
Designations
  • Certified Financial Planner

View on SEC IAPD

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