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928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-05-22 |
Branch Locations
4200 W 115Th Street, Leawood, KS 66211 • United States
222 South Main Street, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Salt Lake City | UT | 06/2006 | 02/2024 |
| Wells Fargo Advisors, Llc | Salt Lake City | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | 02/2024 |
| Umb Bank | Salt Lake City | UT | 03/2024 | Present |
| Umb Financial Services Inc | Salt Lake City | UT | 05/2024 | Present |
| Umb Insurance Inc | Salt Lake City | UT | 05/2024 | Present |
UMB Insurance, investment-related, 928 Grand Blvd., Kansas City, MO, 64106, fixed rate insurance products and services, licensed agent, start date 05/22/2024, 8 hours per month allocated to UMB Insurance during normal business hours. UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 03/04/2024, 144 hours per month allocated to UMB Bank during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-20 |
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