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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-12 |
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
6700 Washington Ave, Racine, WI 53406 • United States
Delavan, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 03/2013 | 02/2018 |
| Johnson Bank | Racine | WI | 03/2013 | Present |
| Lpl Financial Llc | Racine | WI | 02/2018 | Present |
1. 12/31/2019 - JOHNSON FINANCIAL GROUP FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/11/2019 - 50 Hours Per Month/50 Hours During Securities Trading. 2. 02/24/2022 - Impreza Salon - Not Investment Related - 5540 State Road 50 Suite 103, Delavan, WI 53115 - Business Owner - Start Date: 09/06/1996 - 5 Hours Per Month - Full service beauty salon/ part-owner; helps out w/ maintenance 3. 05/23/2023 - Johnson Financial Group-Trust Department - Not Investment Related - Milwaukee, WI - Other - Referral Compensation from Trust Dept - Start Date 06/01/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-16 |
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