Jason G Koch

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 11/2017
  Axa Advisors, Llc
  New York, NY
• 11/2017 → 11/2018
  Sii
  Brookfield, WI
• 11/2018 → 01/2021
  Royal Alliance Associates, Inc.
  Brookfield, WI
• 02/2021 → Present
  Independent Financial Group
  Brookfield, WI

Previous Registrations

• 2018-11-02 → 2021-02-03
  Osaic Wealth, Inc.
  Brookfield, WI
  Grand Rapids, MI
• 2018-01-12 → 2018-11-02
  Signator Investors, Inc.
  Brookfield, WI
  Grand Rapids, MI
• 2015-05-12 → 2018-01-25
  Equitable Advisors, Llc
  Milwaukee, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-07
• S63 Uniform Securities Agent State Law Examination
  2010-03-05
• S66 Uniform Combined State Law Examination
  2007-05-29