Xi Qiao

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-10-02
TX	RA	APPROVED	2015-10-02

CA RA
APPROVED

Since 2015-10-02
TX RA
APPROVED

Since 2015-10-02

Branch Locations

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Francisco	CA	10/2015	Present

10/2015 → Present

Ubs Financial Services Inc

San Francisco, CA

Previous Registrations

2011-02-22 → 2015-10-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA

San Francisco, CA
2009-06-01 → 2011-02-24

Morgan Stanley

San Francisco, CA
2007-06-26 → 2009-06-01

Morgan Stanley & Co. Llc

San Francisco, CA

Other Businesses

1) 16 Bellevue LLC / Other / LLC for investment rental property / Investment rental property / Proprietor / owner /// 2) 400 Pullman LLC / Other / LLC for investment rental property / Investment rental property / Proprietor / owner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-25

S66 Uniform Combined State Law Examination

2007-05-25

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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