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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-30 |
| TX | RA | APPROVED_RES | 2023-11-09 |
Branch Locations
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 11/2023 |
| Morgan Stanley Smith Barney Llc | Charlotte | NC | 11/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2024 | Present |
*668457- Living Proof Art Collective LLC; Investment related: Yes; Charlotte, North Carolina; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 2; After business hours: 6; Administrative, Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-03 |
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