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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-04-12 |
| MS | RA | APPROVED | 2024-04-10 |
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
2100 Ross Ave, Dallas, TX 75201 • United States
900 S College Rd, Lafayette, LA 70503 • United States
1809 Glenmar Ave, Monroe, LA 71201 • United States
445 North Blvd, Baton Rouge, LA 70802 • United States
144 S Thomas St, Tupelo, MS 38801 • United States
1122 22Nd Ave, Meridian, MS 39301 • United States
2548 A Beach Blvd, Biloxi, MS 39531 • United States
2681 N Causeway Blvd, Mandeville, LA 70471 • United States
601 Poydras St, New Orleans, LA 70130 • United States
2020 Country Club Rd, Lake Charles, LA 70605 • United States
1022 Highland Colony Pkwy, Ridgeland, MS 39157 • United States
1800 City Farm Dr, Baton Rouge, LA 70806 • United States
Grandview, TX • United States
401 Edwards St, Shreveport, LA 71101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Services | Fort Worth | TX | 11/2014 | 09/2020 |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | 09/2020 |
| Robinhood Financial, Llc | Southlake | TX | 10/2020 | 10/2022 |
| Robinhood Markets, Inc | Southlake | TX | 06/2022 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-30 |
| S65 | Uniform Investment Adviser Law Examination | 2008-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-14 |
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