David B Panko

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 12/2016
  Lpl Financial Llc
  Florence, KY
• 12/2011 → 12/2016
  Independent Financial Partners
  Tampa, FL
• 12/2016 → 07/2021
  Ameritas Investment Corp
  Lincoln, NE
• 07/2021 → 07/2024
  C2P Capital Advisor Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH
• 07/2021 → 03/2024
  Valor Capital Management
  Westlake, OH
• 08/2024 → 10/2024
  Unemployed
  Walton, KY
• 11/2024 → Present
  Firefighters First Credit Union
  Walton, KY
• 11/2024 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2025 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2024-11-25 → 2025-05-15
  Cuso Financial Services, L.P.
  San Diego, CA
  San Diego, CA
  Walton, KY
• 2021-08-06 → 2024-07-29
  Prosperity Capital Advisors
  Westlake, OH
  Walton, KY
• 2017-01-03 → 2021-08-03
  Ameritas Investment Company, Llc
  Cincinnati, OH
• 2012-01-03 → 2016-12-20
  Independent Financial Partners
  Erlanger, KY
  Florence, KY
  Florence Highway, KY
• 2007-10-09 → 2011-12-23
  Msi Financial Services, Inc.
  Cincinnati, OH

Other Businesses

1.05/15/2025 - Fire Fighter Insurance Services - Not Investment Related- Property and Casualty - At Reported Business Location(s) - Start Date:08/12/2024 - 40Hrs/Mth - 40Hrs During Trading. 2. 06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Firehouse Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 150 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-03-06
• S65 Uniform Investment Adviser Law Examination
  2012-03-12

Designations

• Certified Financial Planner

Other Names

• David Panko
• Dave B Panko
• David B Panko
• David B Panko