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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-22 |
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
3102-B Peters Creek Rd, Roanoke, VA 24019 • United States
106 South Franklin Street Suite B3, Christiansburg, VA 24073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Roanoke | VA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY:Wilson Insurance & Financial Services; Yes; 3100 PETERS CREEK RD STE F; ROANOKE; VA; 24019; DBA; Owner, independent agent; 1/5/2010; 160; 160; Manage day to day operations; 2) NAME OF ENTITY: Independent Insurance Agent; Yes; 3100 PETERS CREEK RD STE F; ROANOKE; VA; 24019; fixed insurance sales; Independent Insurance Agent; 11/20/2008; 160; 160; sales of fixed insurance products; 3) NAME OF ENTITY:WILSON INSURANCE & FINANCIAL SERVICES, INC; Yes; 3100 Peters Creek Road, Suite F; Roanoke; VA; 24018; Financial Services/dba; OWNER/DIRECTOR; 1/1/2010; 160; 8; Sale and Service Insurance, Securities and Investment Products; 4) NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE CLIENT DOCUMENTS IN OFFICE; 5) NAME OF OTHER BUSINESS: SOUTHWEST VIRGINIA HORNETS SOFTBALL, INVESTMENT RELATED: NO, ADDRESS: 4471 FAIRVIEW DRIVE, CHRISTIANSBURG, VA 24073, NATURE OF BUSINESS: SPORTS/BOD, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 4, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: HELP COACH, ORGANIZE AND DIRECT TEAMS, PRACTICES, SCHEDULES, EVENTS, COACHES, AND WORK WITH PARENTS ON ISSUES; 6) NAME OF OTHER BUSINESS: GREATER VALLEY FINANCIAL SERVICES, INC; INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 7/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT DIRECTOR, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: ENTITY FOR EXPENSE REPORTING AND TAX PURPOSES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-02 |
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