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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-22
VA RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2024-04-22
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

3102-B Peters Creek Rd, Roanoke, VA 24019 • United States

106 South Franklin Street Suite B3, Christiansburg, VA 24073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Roanoke VA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Roanoke, VA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY:Wilson Insurance & Financial Services; Yes; 3100 PETERS CREEK RD STE F; ROANOKE; VA; 24019; DBA; Owner, independent agent; 1/5/2010; 160; 160; Manage day to day operations; 2) NAME OF ENTITY: Independent Insurance Agent; Yes; 3100 PETERS CREEK RD STE F; ROANOKE; VA; 24019; fixed insurance sales; Independent Insurance Agent; 11/20/2008; 160; 160; sales of fixed insurance products; 3) NAME OF ENTITY:WILSON INSURANCE & FINANCIAL SERVICES, INC; Yes; 3100 Peters Creek Road, Suite F; Roanoke; VA; 24018; Financial Services/dba; OWNER/DIRECTOR; 1/1/2010; 160; 8; Sale and Service Insurance, Securities and Investment Products; 4) NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE CLIENT DOCUMENTS IN OFFICE; 5) NAME OF OTHER BUSINESS: SOUTHWEST VIRGINIA HORNETS SOFTBALL, INVESTMENT RELATED: NO, ADDRESS: 4471 FAIRVIEW DRIVE, CHRISTIANSBURG, VA 24073, NATURE OF BUSINESS: SPORTS/BOD, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 4, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: HELP COACH, ORGANIZE AND DIRECT TEAMS, PRACTICES, SCHEDULES, EVENTS, COACHES, AND WORK WITH PARENTS ON ISSUES; 6) NAME OF OTHER BUSINESS: GREATER VALLEY FINANCIAL SERVICES, INC; INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 7/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT DIRECTOR, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: ENTITY FOR EXPENSE REPORTING AND TAX PURPOSES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-06
S63 Uniform Securities Agent State Law Examination 2000-06-02
  • S65 Uniform Investment Adviser Law Examination
    2006-07-06
  • S63 Uniform Securities Agent State Law Examination
    2000-06-02

View on SEC IAPD

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