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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-17
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

105 Avery Ave, Morganton, NC 28655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Morganton NC 02/2000 08/2020
Bb&T Securities, Llc Morganton NC 01/2018 02/2021
Bb&T Securities, Llc. Morganton NC 08/2020 02/2021
Truist Investment Services, Inc. Morganton NC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 02/2000 → 08/2020
    Bb&T Bank
    Morganton, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Morganton, NC
  • 08/2020 → 02/2021
    Bb&T Securities, Llc.
    Morganton, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Morganton, NC
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Morganton, NC
    Charlotte, NC
    Rutherfordton, NC
    Forest City, NC
    Richmond, VA
  • 2005-02-08 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Morganton, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Other Businesses

LAURA CHATHAM PHOTOGRAPHY POSITION: Photographer/ owner NATURE: Owner/Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 109 South River Glen Drive, Morganton NC 28655, United States DESCRIPTION: Taking family portraits and special event photography.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-04
S63 Uniform Securities Agent State Law Examination 2000-04-18
  • S66 Uniform Combined State Law Examination
    2005-02-04
  • S63 Uniform Securities Agent State Law Examination
    2000-04-18

View on SEC IAPD

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