John A Searer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-04-22
IL	RA	APPROVED	2021-04-05

NC RA
APPROVED

Since 2021-04-22
IL RA
APPROVED

Since 2021-04-05

Branch Locations

Lenoir, NC • United States

2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase Bank, N.A.	Carol Stream	IL	01/2013	04/2021
J.P. Morgan Securities Llc	Carol Stream	IL	01/2013	04/2021
Lpl Financial Llc	Downers Grove	IL	04/2021	Present

01/2013 → 04/2021

Jp Morgan Chase Bank, N.A.

Carol Stream, IL
01/2013 → 04/2021

J.P. Morgan Securities Llc

Carol Stream, IL
04/2021 → Present

Lpl Financial Llc

Downers Grove, IL

Previous Registrations

2008-10-01 → 2021-04-19

J.P. Morgan Securities Llc

Oakbrook Terrace, IL

Wheaton, IL

Carol Stream, IL
2007-05-25 → 2008-10-01

J.P. Morgan Securities Inc.

Wheaton, IL

Other Businesses

1) 4/5/2021- Professional Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related - At Reported Business Location(s) - start date 4/2021/ 160 Hrs/Mth - 8 Hrs During Trading. 2) 4/5/2021- PWA- DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - start date 4/2021/ 160 Hrs/Mth - 8 Hrs During Trading. 3) 4/21/2021 - Splash Lake Loons LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/12/2021 - 1 Hour Per Month During Securities Trading. 4) 10/29/2021 - PWA Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/12/2021 - 2 Hours Per Month During Securities Trading. 5) 11/11/2021 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/21/2021 - 2 Hours Per Month During Securities Trading. 6) 03/19/2024 - Searer Planning and Investments - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/12/2021 - 1 Hr/Mo During Trading. 7) 12/05/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/11/2024 - 1 hour per month/ 1Hr during trading 8) 06/17/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 150 Hrs/Mth - 6 Hrs During Trading. 9) 11/21/2025 - Real Estate Rental - Owner - Investment Related - Lenoir, NC - Start Date 05/01/2023 - 1 hour per month/ 0 hours during trading