Anthony A Carpentieri

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 06/2011 → Present
  Bank Of America, N.A.
  Greenwich, CT

Other Businesses

I*101870FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ST. MATTHEW'S CHURCHINVESTMENT RELATED: NADDRESS OF BUSINESS: NORWALK, CONNECTICUT 06854NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: PARTICIPANTSTART DATE OF RELATIONSHIP: 10/1/2012NUMBER OF HOURS DEVOTED: 40 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I WORK WITH A FRATERNAL ORGANIZATION TO HELP VOLUNTEER IN OUR COMMUNITY AS WELL AS RAISE MONEY FOR DIFFERENT CHARITABLE CAUSES I*: 2100325Entity Type: Entity For Profit Name of OBA: Skiptomylunallc Address: Manasquan, New Jersey, 08736Investment Related: No Position, Title, Association: Owner Employee Start Date: 24-Sep-2024 Number of Hours: 0Number of Hours during trading: 0 Duties: account co-owner I*: 2257273 Entity Type: Charitable Name of OBA: Stamford Hospital Advisory Board Address: Stamford, CT 06902 Investment Related: No Position, Title, Association: Board member Employee Start Date: 05/15/2025 Number of Hours: 10 hrs mthly Number of Hours during trading: 0 Duties: Advisory Board is used to raise money and awareness for Stamford Hospital

Exams

• S66 Uniform Combined State Law Examination
  2011-03-15

Other Names

• Anthony Alan Carpentier