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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-04-22 |
Branch Locations
110 Central Park Ave, Pinehurst, NC 28374 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
10796 S Us Hwy 15 501, Southern Pines, NC 28387 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Raleigh | NC | 06/2005 | Present |
| Wells Fargo Advisors Llc | Siler City | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Siler City | NC | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED,KIAWAH ISLAND, SC, 100% OWNER, START: 4/2004, 5 HOURS PER MONTH/0 DURING TRADING. RENTAL PROPERTY, INV RELATED, KIAWAH ISLAND, SC, 100% OWNERSHIP, START 7/6/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-31 |
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