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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-14
IN RA APPROVED 2021-10-22
  • TX RA
    APPROVED_RES
    Since 2025-06-14
  • IN RA
    APPROVED
    Since 2021-10-22

Branch Locations

7503 Beachwood Center Road, Avon, IN 46123 • United States

135 N Pennsylvania St Ste 1500, Indianapolis, IN 46204 • United States

610 W. Northfield Dr, Brownsburg, IN 46112 • United States

1402 E 86Th Street, Indianapolis, IN 46240 • United States

124 East Grove Street, Caledonia, MN 55921-1304 • United States

120 W Water St, Decorah, IA 52101-1806 • United States

2260 W 86Th Street, Indianapolis, IN 46260 • United States

253 W Tournament Trail, Westfield, IN 46074 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors, Inc. Indianapolis IN 11/2013 03/2021
Lpl Financial Llc Indianapolis IN 03/2021 Present
  • 11/2013 → 03/2021
    Bmo Harris Financial Advisors, Inc.
    Indianapolis, IN
  • 03/2021 → Present
    Indianapolis, IN
Other Businesses

1. 4/16/2021 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA For LPL Business (entity for LPL Business). 2. 12/13/2021 - Beckway Home Solutions, LLC - Not Investment Related - Home Based - Outside/W-2 Employment - Started 03/13/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Book keeping/marketing for brother's handyman business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-21
S63 Uniform Securities Agent State Law Examination 2014-05-22
  • S66 Uniform Combined State Law Examination
    2021-10-21
  • S63 Uniform Securities Agent State Law Examination
    2014-05-22
Other Names
  • Laura Ann Killingbeck
  • Laura Ann Killingbeck

View on SEC IAPD

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