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Eileen Marie Reed

Wells Fargo Clearing Services, LLC

Lake Havasu City, AZ

Parker, AZ

Lake Havasu City, AZ

Kingman, AZ

Bullhead City, AZ

Scottsdale, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-10
AZ RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-10-10
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

1601 Mcculloch Blvd N, Lake Havasu City, AZ 86403 • United States

1001 W 12Th St, Parker, AZ 85344 • United States

3269 Maricopa Ave Ste 120, Lake Havasu City, AZ 86406 • United States

3940 Stockton Hill Rd, Kingman, AZ 86409 • United States

1751 Highway 95 Ste 35, Bullhead City, AZ 86442 • United States

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lake Havasu City AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Lake Havasu City AZ 11/2016 Present
Previous Registrations
  • 2008-09-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Lake Havasu City, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-29
  • S66 Uniform Combined State Law Examination
    2008-08-29
Other Names
  • Eileen Marie Dempsey

View on SEC IAPD

Other Firms

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EDWARD JONES
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CENTAURUS FINANCIAL, INC.
LPL FINANCIAL LLC

Other Investors

RICHARD JAY MAST
Richard Earl McKone
STEVEN JOSEPH LACEY
LUIS ALFONSO VILLA ROJAS
KATRINA ELISSA HATTER
DEBORAH ELIZABETH AMES
JOHN ANTHONY VAIL
JENNIFER EILEEN HIGGINS

Other Offices

PFS INVESTMENTS INC. · LAKE HAVASU CITY, AZ
TREK FINANCIAL · Lake Havasu City, AZ
EDWARD JONES · LAKE HAVASU CITY, AZ
OSAIC WEALTH, INC. · Lake Havasu City, AZ
J.P. MORGAN SECURITIES LLC · LAKE HAVASU CITY, AZ
AMERIPRISE FINANCIAL SERVICES, LLC · Lake Havasu City, AZ
CENTAURUS FINANCIAL, INC. · Lake Havasu City, AZ
EDWARD JONES · LAKE HAVASU CITY, AZ

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