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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-09-30
TX RA APPROVED 2024-09-27
VA RA APPROVED 2024-09-27
  • GA RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-27
  • VA RA
    APPROVED
    Since 2024-09-27

Branch Locations

Johns Creek, GA • United States

16583 Forest Rd, Forest, VA 24551 • United States

109 Bridge St, Suite 105, Danville, VA 24541 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Forest VA 04/2007 03/2020
Ameriprise Financial Services, Llc Forest VA 03/2020 09/2024
Lpl Financial Llc Forest VA 09/2024 Present
Previous Registrations
Other Businesses

1 - 08/27/2024 - Staley Holdings LLC - Real Estate Rental - Inv Related - 2 Hours/Month - 0.5 Hour During Trading - VA 24551 - OBA Start Date: 03/01/2017. 2 - 08/27/2024 - JBAMP, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 5 Hours/Month - 1 Hour During Trading - VA 24551 - OBA Start Date: 12/31/2017. 3 - 08/27/2024 - Blackwater Group - DBA for LPL Business (entity for LPL business) - Inv Related - 140 Hours/Month - 100 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-02
  • S66 Uniform Combined State Law Examination
    2007-07-02

View on SEC IAPD

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