Timothy Michael Buick

111 South Wacker Drive 34Th Floor, Chicago, IL 60606-4302 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-01-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Investments Institutional Services Company, Inc.	Smithfield	RI	05/2014	04/2017
Calamos Financial Services Llc	Naperville	IL	04/2017	05/2021
Putnam Investments/Putnam Retail Management	Boston	MA	06/2021	04/2023
Calamos Financial Services Llc	Naperville	IL	04/2023	01/2024
Calamos Advisors Llc	Naperville	IL	04/2023	01/2024
Harbor Capital Advisors, Inc.	Chicago	IL	01/2024	Present
Harbor Funds Distributors, Inc.	Chicago	IL	01/2024	Present

05/2014 → 04/2017

Fidelity Investments Institutional Services Company, Inc.

Smithfield, RI
04/2017 → 05/2021

Calamos Financial Services Llc

Naperville, IL
06/2021 → 04/2023

Putnam Investments/Putnam Retail Management

Boston, MA
04/2023 → 01/2024

Calamos Financial Services Llc

Naperville, IL
04/2023 → 01/2024

Calamos Advisors Llc

Naperville, IL
01/2024 → Present

Harbor Capital Advisors, Inc.

Chicago, IL
01/2024 → Present

Harbor Funds Distributors, Inc.

Chicago, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-06-09
S63	Uniform Securities Agent State Law Examination	2007-08-17

Other Firms