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Adoree D Lee

Morgan Stanley

San Jose, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-12
TX RA APPROVED 2025-12-12
  • CA RA
    APPROVED
    Since 2025-12-12
  • TX RA
    APPROVED
    Since 2025-12-12

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 08/2008 04/2024
Rockefeller Financial Llc San Jose CA 04/2024 11/2025
Morgan Stanley San Jose CA 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-20
S63 Uniform Securities Agent State Law Examination 2008-04-07
  • S66 Uniform Combined State Law Examination
    2009-01-20
  • S63 Uniform Securities Agent State Law Examination
    2008-04-07
Other Names
  • Adoree Tran Dinh
  • Adoree T Dinh
  • Adoree Dinh

View on SEC IAPD

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Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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