John Andrew Gordon

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 06/2018
  Lpl Financial, Llc
  Westborough, MA
• 08/2016 → Present
  Summit Star Financial
  Westborough, MA
• 09/2016 → 11/2024
  The Patriot Financial Group
  Westborough, MA
• 06/2018 → 12/2022
  Securities America, Inc.
  Westborough, MA
• 12/2022 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL

Previous Registrations

• 2016-10-21 → 2024-10-15
  The Patriot Financial Group, Llc
  Walpole, MA
• 2008-01-31 → 2009-06-26
  Cetera Investment Services Llc
  Wellesley, MA
  Wellesley, MA
• 2007-05-31 → 2007-12-04
  Morgan Stanley & Co. Llc
  Westborough, MA
  Wellesley, MA

Other Businesses

1) SUMMIT STAR FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRINCIPAL AND INDEPENDENT FINANCIAL ADVISOR, OWNER, SECURITIES AND FINANCIAL PLANNING, 60H/WEEK, 35H/WEEK DURING TRADING HOURS, SINCE 08/2016. 2) SUMMIT STAR ADVISORY, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR ADVISORY SERVICES, OWNER, FINANCIAL ADVISORY SERVICES, ADVICE, ASSET MANAGEMENT, 40H/WEEK, SINCE 08/2016.

Exams

• S66 Uniform Combined State Law Examination
  2016-10-21

Other Names

• John Andrew Gordon
• John Gordon