Best Investors
Account
Sign in
Best Investors
Account
Sign in
Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-02-24 |
| NY | RA | APPROVED | 2024-10-07 |
Branch Locations
666 3Rd Avenue, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 10/2015 | 10/2016 |
| Fidelity Brokerage Services Llc | South Bend | IN | 10/2016 | 09/2018 |
| Fidelity Personal And Workplace Advisors | South Bend | IN | 07/2018 | 09/2018 |
| Charles Schwab & Co., Inc. | New York City | NY | 10/2018 | 11/2022 |
| Charles Schwab Bank | New York City | NY | 10/2018 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2022 | 10/2024 |
| Bank Of America, N.A. | New York | NY | 01/2023 | 10/2023 |
| Oppenheimer & Co. Inc. | New York | NY | 10/2024 | Present |
THE VINTAGE EDIT LLC. THE BUSINESS IS NOT INVESTMENT RELATED. LLC IS REGISTERED TO MY RESIDENCE. RESELLING GOODS ON EBAY. I AM AN OWNER (50%). START: FEBRUARY 17TH, 2026. 20 HOURS PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS. I MANAGE THE BOOKS AND SOURCE INVENTORY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-08 |
Reach out to this advisor