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Stephen Wilson Whatley

Edward Jones

Batesville, MS

CRD 5298001

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-18
MS RA APPROVED 2010-01-05
  • TX RA
    APPROVED_RES
    Since 2018-12-18
  • MS RA
    APPROVED
    Since 2010-01-05

Branch Locations

107 Public Square, Batesville, MS 38606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2009 Present
Other Businesses

Delta Agriculture Belmont/Choctaw Farms Type of business: Farming Batesville, MS Start date: 1/4/2021 Vice President Hours per week: 0 Hours during trading: 0 No responsibilities; this is a purely passive role in farming operation. * Whatley Ridge LLC Type of business: Real Estate Batesville, MS Start date: 10/22/2025 President Hours per week: 0 Hours during trading: 0 This LLC will own one rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
S63 Uniform Securities Agent State Law Examination 2007-06-12
  • S66 Uniform Combined State Law Examination
    2009-12-30
  • S63 Uniform Securities Agent State Law Examination
    2007-06-12
Other Names
  • Stephen W Whatley

View on SEC IAPD

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