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Ryan Thomas Mcdermott

Ubs Financial Services Inc.

Garden City, NY

Garden City, NY

CRD 4136866

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-20
TX RA APPROVED_RES 2025-03-20
  • NY RA
    APPROVED
    Since 2025-03-20
  • TX RA
    APPROVED_RES
    Since 2025-03-20

Branch Locations

Garden City, NY • United States

1055 Franklin Avenue Suite 300, Garden City, NY 11530 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Garden City NY 05/2016 03/2025
Ubs Garden City NY 03/2025 Present
  • 05/2016 → 03/2025
    Garden City, NY
  • 03/2025 → Present
    Ubs
    Garden City, NY
Previous Registrations
Other Businesses

1. Rental Property; Investment related; NY, NY; Sole Proprietor / Owner / Partner; 01/2017; 0,2 2. Rental Property; Investment related; New York, NY; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; During business hours: 0; After business hours: 2 *382698 - Rental Property; Investment related; New York, NY; Rental; Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-19
  • S66 Uniform Combined State Law Examination
    2000-05-19

View on SEC IAPD

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