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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-20 |
| TX | RA | APPROVED_RES | 2025-03-20 |
Branch Locations
Garden City, NY • United States
1055 Franklin Avenue Suite 300, Garden City, NY 11530 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Garden City | NY | 05/2016 | 03/2025 |
| Ubs | Garden City | NY | 03/2025 | Present |
1. Rental Property; Investment related; NY, NY; Sole Proprietor / Owner / Partner; 01/2017; 0,2 2. Rental Property; Investment related; New York, NY; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; During business hours: 0; After business hours: 2 *382698 - Rental Property; Investment related; New York, NY; Rental; Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 1.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-19 |
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