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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Omaha | NE | 06/2007 | 04/2023 |
| Charles Schwab & Co., Inc. | Elkhorn | NE | 04/2023 | Present |
1) Steve and Alison Adams - Rental Income|Investment Related: No|4361 N 146th Ct , Omaha, Nebraska, 68164, USA|Rental Services (Other than Real Estate)|Rental Property|10/1/2019|Less than 20 hour/month - 0.050000 during trading hours|General Maintenance on a rental property owned in my wifes name. Income is received to her personal account from the rentor., 2) Steve Adams|Investment Related: No|530 S HWS Cleveland Blvd , Elkhorn, Nebraska, 68022, USA|Woodworking - Building furniture|Woodworker|10/29/2020|Less than 20 hour/month - 0.000000 during trading hours|I build furniture and cabinets.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-20 |
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