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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-31 |
| TX | RA | APPROVED | 2023-07-28 |
Branch Locations
100 N Tampa St Floor 33, Tampa, FL 33602 • United States
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 07/2012 | 08/2017 |
| Jpmorgan Chase Bank Na | New York | NY | 07/2012 | 08/2017 |
| Jpmorgan Chase Bank, N.A. | Tampa | FL | 08/2017 | Present |
| J.P. Morgan Securities Llc | Tampa | FL | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-07 |
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